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AUTOLIV INC — Director's Dealing 2013
Nov 19, 2013
30630_dirs_2013-11-19_5b67c67b-3363-4cce-b82f-f1142c84c042.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2013-11-18
Reporting Person: Sjobring Lars (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | M | 3000 | $58.15 | Acquired | 3000 | Direct |
| 2013-11-18 | Common Stock | S | 3000 | $91.15 | Disposed | 0 | Direct |
| 2013-11-18 | Common Stock | M | 6000 | $51.67 | Acquired | 6000 | Direct |
| 2013-11-18 | Common Stock | S | 6000 | $91.11 | Disposed | 0 | Direct |
| 2013-11-18 | Common Stock | M | 6900 | $44.70 | Acquired | 6900 | Direct |
| 2013-11-18 | Common Stock | S | 6900 | $91.08 | Disposed | 0 | Direct |
| 2013-11-18 | Common Stock | M | 4106 | $72.95 | Acquired | 4106 | Direct |
| 2013-11-18 | Common Stock | S | 4106 | $91.04 | Disposed | 0 | Direct |
| 2013-11-18 | Common Stock | M | 4300 | $67.00 | Acquired | 4300 | Direct |
| 2013-11-18 | Common Stock | S | 4300 | $90.76 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Stock Option | $58.15 | M | 3000 | Disposed | 2017-09-03 | Common Stock (3000) | Direct |
| 2013-11-18 | Stock Option | $51.67 | M | 6000 | Disposed | 2018-02-19 | Common Stock (6000) | Direct |
| 2013-11-18 | Stock Option | $44.70 | M | 6900 | Disposed | 2020-02-18 | Common Stock (6900) | Direct |
| 2013-11-18 | Stock Option | $72.95 | M | 4106 | Disposed | 2021-02-22 | Common Stock (4106) | Direct |
| 2013-11-18 | Stock Option | $67.00 | M | 4300 | Disposed | 2022-02-22 | Common Stock (4300) | Direct |
Footnotes
F1: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The range of prices for such transaction is $91.07 to $91.21.
F3: The range of prices for such transaction is $91.04 to $91.18.
F4: The range of prices for such transaction is $91.00 to $91.20.
F5: The range of prices for such transaction is $91.00 to $91.10.
F6: The range of prices for such transaction is $90.65 to $91.04.
F7: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.