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AUTOLIV INC — Director's Dealing 2013
Oct 31, 2013
30630_dirs_2013-10-31_d3b19b9e-c215-4b44-bf96-233ff91e85cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2013-10-29
Reporting Person: Chang Ket Leong (President Autoliv Asia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Common Stock | M | 2500 | $44.70 | Acquired | 5166 | Direct |
| 2013-10-29 | Common Stock | S | 2500 | $90.50 | Disposed | 2666 | Direct |
| 2013-10-29 | Common Stock | M | 1488 | $72.95 | Acquired | 4154 | Direct |
| 2013-10-29 | Common Stock | S | 1488 | $90.38 | Disposed | 2666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Stock Option | $44.70 | M | 2500 | Disposed | 2020-02-18 | Common Stock (2500) | Direct |
| 2013-10-29 | Stock Option | $72.95 | M | 1488 | Disposed | 2021-02-22 | Common Stock (1488) | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 27, 2013.
F2: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $90.29 to $90.41.
F3: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.