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AUTOLIV INC — Director's Dealing 2013
Oct 31, 2013
30630_dirs_2013-10-31_598c0d50-3758-47f3-9460-62a3ce15bb19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AUTOLIV INC (ALV)
CIK: 0001034670
Period of Report: 2013-10-29
Reporting Person: Mogefors Svante (Vice Pres. Quality & Manufact.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Common Stock | M | 3000 | $47.46 | Acquired | 8500 | Direct |
| 2013-10-29 | Common Stock | S | 3000 | $90.24 | Disposed | 5500 | Direct |
| 2013-10-29 | Common Stock | M | 15000 | $16.31 | Acquired | 20500 | Direct |
| 2013-10-29 | Common Stock | S | 15000 | $90.06 | Disposed | 5500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Stock Option | $47.46 | M | 3000 | Disposed | 2015-01-10 | Common Stock (3000) | Direct |
| 2013-10-29 | Stock Option | $16.31 | M | 15000 | Disposed | 2019-02-20 | Common Stock (15000) | Direct |
Footnotes
F1: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $90.13 to $90.31.
F2: Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $89.91 to $90.24.
F3: The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.