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AUSTAL LIMITED Major Shareholding Notification 2022

May 31, 2022

64429_rns_2022-05-31_0bb1b9ee-c2f2-4b9a-a1f4-174768c01edc.pdf

Major Shareholding Notification

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604 page 1/2 15 July 2001

604
page 1/2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder(1)
Name
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
/ /
The previous notice was given to the company on
/ /
The previous notice was dated
/ /
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
Person whose
Nature of
Consideration
Class and
Person's votes
change
relevant interest
change (6)
given in relation
number of
affected
changed
to change (7)
securities
affected
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
Registered
Person entitled
Nature of
Class and
Person's votes
relevant
holder of
to be registered
relevant
number of
interest
securities
as holder (8)
interest (6)
securities
AUSTAL LIMITED
009 250 266
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures
to this form)
27
05
2022
11
02
2022
09
02
2022
ORD
22,595,024
6.24
18,639,432
5.15
See Annexure A
See Annexure B		 AUSTAL LIMITED
009 250 266

604 page 2/2 15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

==> picture [459 x 120] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
Annexure C
----- End of picture text -----

Signature

print name Casey Tyler capacity Authorised Signatory sign here* date 01 / 06 / 2022

  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 2 pages referred to in form 604 Notice of change of interests of substantial shareholder

Casey Tyler, Authorised Signatory

01-Jun-22 Date

5. Consideration

AUSTAL LIMITED (ASB)
Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Person's
votes
affected
11-Feb-22 BlackRock Advisors(UK)Limited on mkt buy 2.02 AUD ORD 449 449
16-Feb-22 BlackRock Investment Management on mkt buy 2.02 AUD ORD 2,029 2,029
(Australia)Limited
16-Feb-22 BlackRock Advisors(UK)Limited on mkt buy 2.02 AUD ORD 898 898
17-Feb-22 BlackRock Investment Management on mkt sell 2.04 AUD ORD -97,923 -97,923
(Australia)Limited
17-Feb-22 BlackRock Investment Management on mkt sell 2.01 AUD ORD -398,336 -398,336
(Australia)Limited
18-Feb-22 BlackRock Fund Advisors on mkt buy 2.02 AUD ORD 6,844 6,844
22-Feb-22 BlackRock Investment Management (UK) on mkt buy 1.96 AUD ORD 37,761 37,761
Limited
24-Feb-22 BlackRock Fund Advisors in specie n/a AUD ORD 1,683 1,683
24-Feb-22 BlackRock Advisors(UK)Limited on mkt buy 1.95 AUD ORD 1,347 1,347
25-Feb-22 BlackRock Fund Advisors in specie n/a AUD ORD 6,300 6,300
25-Feb-22 BlackRock Advisors(UK)Limited on mkt buy 1.92 AUD ORD 449 449
28-Feb-22 BlackRock Investment Management on mkt sell 1.87 AUD ORD -16,331 -16,331
(Australia)Limited
28-Feb-22 BlackRock Investment Management on mkt buy 1.92 AUD ORD 2,008 2,008
(Australia)Limited
28-Feb-22 BlackRock Advisors(UK)Limited on mkt sell 1.92 AUD ORD -12,308 -12,308
28-Feb-22 BlackRock Investment Management (UK) on mkt sell 1.92 AUD ORD -10,671 -10,671
Limited
28-Feb-22 BlackRock Advisors(UK)Limited on mkt sell 1.92 AUD ORD -9,248 -9,248
28-Feb-22 BlackRock Institutional Trust Company, on mkt sell 1.92 AUD ORD -9,441 -9,441
National Association
28-Feb-22 BlackRock Fund Advisors in specie n/a AUD ORD 75,284 75,284
01-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -3,310 -3,310
03-Mar-22 BlackRock Investment Management on mkt sell 1.97 AUD ORD -21,959 -21,959
(Australia)Limited
07-Mar-22 BlackRock Investment Management on mkt sell 1.93 AUD ORD -2,029 -2,029
(Australia)Limited
11-Mar-22 BlackRock Investment Management in specie n/a AUD ORD 65,394 65,394
(Australia)Limited
11-Mar-22 BlackRock Investment Management on mkt buy 1.97 AUD ORD 118,539 118,539
(Australia)Limited
14-Mar-22 BlackRock Investment Management on mkt buy 2.03 AUD ORD 85,844 85,844
(Australia)Limited
14-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD 12,005 12,005
15-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -1,176 -1,176
15-Mar-22 BlackRock Advisors(UK)Limited on mkt sell 2.06 AUD ORD -1,796 -1,796
16-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -3,310 -3,310
16-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -8,275 -8,275
16-Mar-22 BlackRock Investment Management (UK) on mkt sell 2.01 AUD ORD -46,880 -46,880
Limited
18-Mar-22 BlackRock Investment Management on mkt buy 2.04 AUD ORD 51,181 51,181
(Australia)Limited
18-Mar-22 BlackRock Investment Management on mkt sell 2.04 AUD ORD -7,792 -7,792
(Australia)Limited
18-Mar-22 BlackRock Investment Management on mkt buy 2.04 AUD ORD 7,792 7,792
(Australia)Limited
21-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -391 -391
22-Mar-22 BlackRock Investment Management in specie n/a AUD ORD 51,806 51,806
(Australia)Limited
23-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -6,616 -6,616
24-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD 1,392 1,392
24-Mar-22 BlackRock Investment Management on mkt sell 1.80 AUD ORD -876,686 -876,686
(Australia)Limited
24-Mar-22 BlackRock Investment Management on mkt sell 1.80 AUD ORD -71,092 -71,092
(Australia) Limited

ASB

page 1 of 2

Date of Change Person whose relevant interest
changed		 Nature of change
Consideration given in
change (7)		 (6) /
relation to		 CCY Class and number of
securities affected		 Class and number of
securities affected		 Person's
votes
affected
24-Mar-22 BlackRock Investment Management on mkt sell 1.80 AUD ORD -1,572,471 -1,572,471
(Australia)Limited
24-Mar-22 BlackRock Investment Management on mkt sell 1.80 AUD ORD -203,143 -203,143
(Australia)Limited
24-Mar-22 BlackRock Investment Management on mkt sell 1.80 AUD ORD -73,302 -73,302
(Australia)Limited
30-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -5,028 -5,028
30-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -16,760 -16,760
30-Mar-22 BlackRock Investment Management on mkt sell 1.89 AUD ORD -141,005 -141,005
(Australia)Limited
30-Mar-22 BlackRock Investment Management on mkt sell 1.87 AUD ORD -46,007 -46,007
(Australia)Limited
30-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -21,788 -21,788
31-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -3,388 -3,388
31-Mar-22 BlackRock Fund Advisors in specie n/a AUD ORD -3,388 -3,388
31-Mar-22 BlackRock Investment Management on mkt sell 1.88 AUD ORD -10,521 -10,521
(Australia)Limited
31-Mar-22 BlackRock Investment Management on mkt sell 1.88 AUD ORD -132,087 -132,087
(Australia)Limited
31-Mar-22 BlackRock Investment Management on mkt sell 1.88 AUD ORD -192,404 -192,404
(Australia)Limited
31-Mar-22 BlackRock Institutional Trust Company, on mkt buy 1.89 AUD ORD 25,086 25,086
National Association
04-Apr-22 BlackRock Investment Management on mkt buy 1.91 AUD ORD 109,605 109,605
(Australia)Limited
05-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD -8,415 -8,415
05-Apr-22 BlackRock Investment Management on mkt buy 1.92 AUD ORD 6,116 6,116
(Australia)Limited
05-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD -21,879 -21,879
08-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD 4,158 4,158
11-Apr-22 BlackRock Investment Management on mkt buy 1.90 AUD ORD 6,024 6,024
(Australia)Limited
13-Apr-22 BlackRock Asset Management North Asia on mkt sell 1.93 AUD ORD -31,514 -31,514
Limited
19-Apr-22 BlackRock Advisors(UK)Limited on mkt buy 2.04 AUD ORD 449 449
19-Apr-22 BlackRock Fund Advisors on mkt buy 2.04 AUD ORD 3,194 3,194
19-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD -13,352 -13,352
20-Apr-22 BlackRock Investment Management on mkt buy 1.99 AUD ORD 2,008 2,008
(Australia)Limited
26-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD -8,340 -8,340
26-Apr-22 BlackRock Fund Advisors in specie n/a AUD ORD 5,136 5,136
26-Apr-22 BlackRock Advisors(UK)Limited on mkt buy 2.00 AUD ORD 449 449
03-May-22 BlackRock Fund Advisors in specie n/a AUD ORD 11,984 11,984
03-May-22 BlackRock Fund Advisors in specie n/a AUD ORD -3,400 -3,400
04-May-22 BlackRock Fund Advisors in specie n/a AUD ORD 1,173 1,173
04-May-22 BlackRock Fund Advisors in specie n/a AUD ORD -13,336 -13,336
05-May-22 BlackRock Investment Management (UK) on mkt sell 2.05 AUD ORD -11,096 -11,096
Limited
05-May-22 BlackRock Advisors(UK)Limited on mkt buy 2.10 AUD ORD 1,347 1,347
06-May-22 BlackRock Investment Management on mkt sell 2.03 AUD ORD -17,613 -17,613
(Australia)Limited
06-May-22 BlackRock Investment Management on mkt sell 2.03 AUD ORD -3,914 -3,914
(Australia)Limited
09-May-22 BlackRock Investment Management on mkt sell 1.95 AUD ORD -13,699 -13,699
(Australia)Limited
09-May-22 BlackRock Fund Advisors in specie n/a AUD ORD -16,990 -16,990
11-May-22 BlackRock Fund Advisors in specie n/a AUD ORD -9,256 -9,256
12-May-22 BlackRock Fund Advisors in specie n/a AUD ORD 5,136 5,136
12-May-22 BlackRock Fund Advisors in specie n/a AUD ORD 1,176 1,176
12-May-22 BlackRock Advisors(UK)Limited on mkt sell 1.95 AUD ORD -36,825 -36,825
18-May-22 BlackRock Investment Management in specie n/a AUD ORD -31,863 -31,863
(Australia)Limited
18-May-22 BlackRock Fund Advisors in specie n/a AUD ORD 3,424 3,424
18-May-22 BlackRock Investment Management on mkt sell 2.02 AUD ORD -1,957 -1,957
(Australia)Limited
26-May-22 BlackRock Investment Management on mkt sell 1.99 AUD ORD -52,631 -52,631
(Australia)Limited
27-May-22 BlackRock Investment Management on mkt sell 1.99 AUD ORD -10,253 -10,253
(Australia)Limited
27-May-22 BlackRock Investment Management on mkt sell 1.99 AUD ORD -337,867 -337,867
(Australia) Limited

ASB

page 2 of 2

This is Annexure B of 4 pages referred to in form 604 Notice of change of interests of substantial shareholder

Annexure B

01-Jun-22 Casey Tyler, Date Authorised Signatory

4. Details of present registered holders

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Advisors (UK) SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 114,000 114,000 Subsidiary of
Limited DUBLIN securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Advisors (UK) STATE STREET BANK, Power to control the exercise of a right to vote attached to ORD 39,217 39,217 Subsidiary of
Limited MUNICH, ZURICH securities and/or the power to dispose of securities as BlackRock, Inc.
BRANCH investment manager or trustee.
BlackRock Asset SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 85,664 85,664 Subsidiary of
Management Canada SACRAMENTO securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Asset BNYM-BONY Power to control the exercise of a right to vote attached to ORD 998,467 998,467 Subsidiary of
Management North Asia LUXEMBOURG securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.

ASB

page 1 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BLACKROCK FINANCIAL BBH-BROWN BROTHERS Power to control the exercise of a right to vote attached to ORD 680 680 Subsidiary of
MANAGEMENT, INC. HARRIMAN & CO - NEW securities and/or the power to dispose of securities as BlackRock, Inc.
YORK investment manager or trustee.
BlackRock Fund Advisors SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 50,480 50,480 Subsidiary of
BANK, BOSTON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Fund Advisors SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 4,208,108 4,208,108 Subsidiary of
SACRAMENTO securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Institutional BNYM-THE BANK OF Power to control the exercise of a right to vote attached to ORD 178,831 178,831 Subsidiary of
Trust Company, National NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Institutional JPM-JP MORGAN CHASE - Power to control the exercise of a right to vote attached to ORD 1,704,754 1,704,754 Subsidiary of
Trust Company, National NEW YORK securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Institutional SSB-SSB NEW YORK Power to control the exercise of a right to vote attached to ORD 4,477 4,477 Subsidiary of
Trust Company, National INSTITUTIONAL securities and/or the power to dispose of securities as BlackRock, Inc.
Association investment manager or trustee.
BlackRock Investment BNP-BNP PARIBAS Power to control the exercise of a right to vote attached to ORD 2,020,097 2,020,097 Subsidiary of
Management (Australia) AUSTRALIA - COGENT securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment BOA-MERRILL LYNCH Power to control the exercise of a right to vote attached to ORD 205,766 205,766 Subsidiary of
Management (Australia) INTL PRIME BROKER - securities and/or the power to dispose of securities as BlackRock, Inc.
Limited NEW YORK investment manager or trustee.
BlackRock Investment HSBC-HSBC SYDNEY Power to control the exercise of a right to vote attached to ORD 517,178 517,178 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.

ASB

page 2 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Investment JPM-JPM CHASE - Power to control the exercise of a right to vote attached to ORD 5,883,631 5,883,631 Subsidiary of
Management (Australia) SYDNEY securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment NAB-NATIONAL Power to control the exercise of a right to vote attached to ORD 981,342 981,342 Subsidiary of
Management (Australia) AUSTRALIA BANK securities and/or the power to dispose of securities as BlackRock, Inc.
Limited LIMITED - MELBOURNE investment manager or trustee.
BlackRock Investment Northern Trust Singapore Power to control the exercise of a right to vote attached to ORD 181,607 181,607 Subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock, Inc.
Limited investment manager or trustee.
BlackRock Investment BNYM-BANK OF NY Power to control the exercise of a right to vote attached to ORD 202,698 202,698 Subsidiary of
Management (UK) Limited BRUS securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment BNYM-BONY EUROPE - Power to control the exercise of a right to vote attached to ORD 483,020 483,020 Subsidiary of
Management (UK) Limited LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment CITI-CITIBANK Power to control the exercise of a right to vote attached to ORD 24,870 24,870 Subsidiary of
Management (UK) Limited INTERNATIONAL PLC securities and/or the power to dispose of securities as BlackRock, Inc.
(LUXEMBOURG BRANCH investment manager or trustee.
BlackRock Investment NT-NORTHERN TRUST Power to control the exercise of a right to vote attached to ORD 43,220 43,220 Subsidiary of
Management (UK) Limited UK securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.
BlackRock Investment SSB-STATE STREET Power to control the exercise of a right to vote attached to ORD 45,500 45,500 Subsidiary of
Management (UK) Limited LONDON securities and/or the power to dispose of securities as BlackRock, Inc.
investment manager or trustee.

ASB

page 3 of 4

Holder of Relevant
Interests		 Registered Holder of
Securities		 Person entitled to be
registered as holder (8)		 Nature of Relevant Interest (6) Class and number of
Securities		 Person's
votes		 Nature of
Association
BlackRock Investment JPM-JPM CHASE - Power to control the exercise of a right to vote attached to ORD
665,825		 665,825 Subsidiary of
Management (Australia) SYDNEY securities and/or the power to dispose of securities held in BlackRock, Inc.
Limited its capacityas responsible entity.

ASB

page 4 of 4

Annexure C

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

01-Jun-22

Casey Tyler, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name

Address

BlackRock Group

BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 251 Little Falls Dr
Wilmington,DE 19808-1674
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver, CO 80202(Colorado, USA)
BlackRock Investment Management (Australia) Limited Level 37 Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom

ASB

page 1 of 1

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