ASX LIMITED — Director's Dealing 2021

Oct 5, 2021

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6 October 2021 Australian Securities and Investments Commission ASX Market Announcements Office Mr Nathan Bourne ASX Limited Senior Executive Leader, Market Infrastructure 20 Bridge Street Level 5, 100 Market Street SYDNEY NSW 2000 SYDNEY NSW 2000

APPENDIX 3Y – CHANGE OF DIRECTOR’S INTEREST NOTICE – DOMINIC STEVENS

Attached is an Appendix 3Y (Change of Director’s Interest Notice) for Mr Dominic Stevens.

Release of market announcement authorised by: Daniel Csillag Company Secretary

20 Bridge Street Sydney NSW 2000 PO Box H224 Customer service 13 12 79 Australia Square NSW 1215 asx.com.au

ASX Limited ABN 98 008 624 691

Appendix 3Y Change of Director’s Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/09/01 Amended 01/01/11

Name of entity	ASX Limited
ABN	98 008 624 691

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

We (the entity) give ASX the following the director for the purposes of section	information under listing rule 3.19A.2 and as agent for 205G of the Corporations Act.
Name of Director	Dominic John Stevens
Date of last notice	9 September 2021

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

Direct or indirect interest	Direct and indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.	11,500 ordinary shares held by DSES Super Pty Ltd as trustee for the Emandom Superannuation Fund.
Date of change	5 October 2021 (in respect of the partial vesting of Performance Rights awarded in 2017 under the ASX Limited Long Term Variable Reward (LTVR) Scheme).
No. of securities held prior to change	Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustee for the Emandom Superannuation Fund. Direct interest in 57,912 ordinary shares, comprised of: • 41,693 ordinary shares allocated under ASX’s STVR Deferred Equity Plan and which remain subject to restrictions in accordance with the plan rules • 16,219ordinaryshares.

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Appendix 3Y Change of Director’s Interest Notice

Class	Class	Class	Ordinary shares	Ordinary shares	Ordinary shares
Number acquired			Direct interest in 7,182 ordinary shares (partial vesting of Performance Rights awarded in 2017 under ASX’s LTVR Scheme).
Number disposed			Not applicable.
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation			Nil.
No. of securities held after change			Indirect interest in 11,500 ordinary shares held by DSES Super Pty Ltd as trustee for the Emandom Superannuation Fund. Direct interest in 65,094 ordinary shares, comprised of: • 41,693 ordinary shares allocated under ASX’s STVR Deferred Equity Plan and which remain subject to restrictions in accordance with the plan rules • 23,401 ordinary shares.
Nature of change Example: on-market trade, off-market trade, exercise of options issue of securities under dividend reinvestment plan, participation in buy-back		,	Partial vesting awarded in 2 Scheme.	of Performa 017 under A	nce Rights SX’s LTVR
Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “not be disclosed in this part.		racts
		h (ii) of the definition of “not		ifiable interest of a dire	ctor” should
Detail of contract	Executive Services Agree			ent dated 1 Au	gust 2016
	.
Nature of interest	Subject to Executive Service Agreement, Performance Rights awarded under ASX’s LTVR Scheme.
Name of registered holder (if issued securities)	ASX Limited Long Term Incentive Plan Trust
Date of change	29 September 2021 (award of Performance Rights under the LTVR Scheme) and 5 October 2021 (partial lapse of Performance Rights awarded under the LTVR Scheme)

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

Detail of contract	Executive Services Agreement dated 1 August 2016.
Nature of interest	Subject to Executive Service Agreement,
	Performance Rights awarded under ASX’s LTVR
	Scheme.
Name of registered holder	ASX Limited Long Term Incentive Plan Trust
(if issued securities)
Date of change	29 September 2021 (award of Performance Rights
	under the LTVR Scheme)
	and
	5 October 2021 (partial lapse of Performance Rights
	awarded under the LTVR Scheme)

• See chapter 19 for defined terms.

Appendix 3Y Page 2

01/01/2011

Appendix 3Y Change of Director’s Interest Notice

No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed	2017 Performance Rights: 18,975 2018 Performance Rights: 15,843 2019 Performance Rights: 12,281 2020 Performance Rights: 12,091 [Note: Part 1 sets out information on ordinary shares held directlyand indirectlybyMr Stevens.]
Interest acquired	Award of 11,960 Performance Rights pursuant to ASX’s LTVR Scheme (2021 Performance Rights). The number of ASX Limited shares to which the interest relates is subject to the satisfaction of performance criteria. Assuming satisfaction of performance criteria, each vested Performance Right entitles Mr Stevens to receive one ASX Limited share.
Interest disposed	11,793 Performance Rights awarded in 2017 under the LTVR Scheme lapsed on 5 October 2021 as the performance conditions for vesting of those Performance Rights were not met. Refer to Part 1 for details of the partial vesting of Performance Rights awarded in 2017 under the LTVR Scheme.
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation	The number of 2021 Performance Rights awarded was calculated by dividing $1,000,000 by the 10 day volume weighted average market price of ASX Limited shares over 10 business days preceding 29 September 2021.
Interest after change	2018 Performance Rights: 15,843 2019 Performance Rights: 12,281 2020 Performance Rights: 12,091 2021 Performance Rights : 11,960 [Note: Part 1 sets out information on ordinary shares held directlyand indirectlybyMr Stevens.]

Part 3 –[+] Closed period

Part 3 –+Closed period
Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required?	No.
If so, was prior written clearance provided to allow the trade to proceed during this period?

• See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Appendix 3Y Change of Director’s Interest Notice

If prior written clearance was provided, on what date was this provided?

• See chapter 19 for defined terms.

Appendix 3Y Page 4

01/01/2011