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ASTROTECH Corp — Director's Dealing 2009
Oct 3, 2009
35267_dirs_2009-10-02_19d71d10-8886-4cc4-9271-3feda3558daa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTROTECH Corp \WA\ (ASTC)
CIK: 0001001907
Period of Report: 2009-09-30
Reporting Person: NEIBOER SCOTT (resigned as director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-30 | Common Stock | J | 688943 | — | Disposed | 1071344 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-30 | Convertible 5.5% Notes | $15 | S | Disposed | 2010-10-15 | Common Stock (1400) | Indirect |
Footnotes
F1: Ditribution from limited partnership to limited partners and general partner
F2: The shares were distributed in a pro rata distribution to the limited partners and general partner of Trace Partners, L.P. on September 30, 2009
F3: Of these beneficially owned shares, 190,188 are owned by his wife. There is no shared voting or dispospositive power with regards to these 190,188 shares.
F4: This was the issue date. Derivative securities were exercisable at any time.
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