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AstroNova, Inc. Director's Dealing 2018

Mar 21, 2018

34341_dirs_2018-03-21_4cb5954e-da74-41a8-9b8e-a559c1d67278.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AstroNova, Inc. (ALOT)
CIK: 0000008146
Period of Report: 2018-03-20

Reporting Person: Natalizia Michael J (Vice President and CTO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-20 Common Stock F 139 $14.25 Disposed 16406 Direct
2018-03-20 Common Stock A 348 $0.00 Acquired 16754 Direct
2018-03-19 Common Stiock F 630 $14.23 Disposed 16384 Direct
2018-03-19 Common Stock M 1000 $14.23 Acquired 17384 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-20 Restricted Stock Unit $ A 1588 Acquired Common Stock (1588) Direct
2018-03-19 Stock Options (Right to Purchase) $8.95 M 1000 Disposed 2018-04-01 Common Stock (1000) Direct

Footnotes

F1: Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.

F2: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3: The restricted stock units vest in three equal annual installments beginning March 20, 2019.