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AstroNova, Inc. — Director's Dealing 2004
Mar 31, 2004
34341_dirs_2004-03-31_57bccef7-e075-4d13-8171-75536b516a0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASTRO MED INC /NEW/ (ALOT)
CIK: 0000008146
Period of Report: 2004-03-30
Reporting Person: PETRARCA STEPHEN M (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-03-30 | Common Stock | M | 5000 | $3.3 | Acquired | 7061 | Indirect |
| 2004-03-30 | Common Stock | M | 3000 | $3.7 | Acquired | 10061 | Indirect |
| 2004-03-30 | Common Stock | M | 1000 | $10.25 | Acquired | 11061 | Indirect |
| 2004-03-30 | Common Stock | S | 9000 | $11.95 | Disposed | 2061 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-03-30 | Stock Option (Right to purchase) | $3.3 | M | 5000 | Disposed | 2013-03-31 | Common Stock (5000) | Direct |
| 2004-03-30 | Stock Option (Right to purchase) | $3.7 | M | 3000 | Disposed | 2012-03-18 | Common Stock (3000) | Direct |
| 2004-03-30 | Stock Option (Right to purchase) | $10.25 | M | 1000 | Disposed | 2004-04-13 | Common Stock (1000) | Direct |
Footnotes
F1: Following the exercise of options and sale of shares as reported herein, the reporting person beneficially owns 2,061 shares of the issuer's common stock of which 500 shares are held directly by the reporting person and 1,561 shares are held in an employee stock ownership plan.
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