AI assistant
ASSURANT, INC. — Director's Dealing 2016
Mar 14, 2016
30567_dirs_2016-03-14_8195eca7-2cf9-4032-9e9c-9367c656ba4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASSURANT INC (AIZ)
CIK: 0001267238
Period of Report: 2016-03-10
Reporting Person: Pagano Christopher J (EVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-10 | Common Stock | A | 5291 | $0.00 | Acquired | 75703.1 | Direct |
| 2016-03-11 | Common Stock | S | 2000 | $77.4611 | Disposed | 73703.1 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3840.826 | Indirect |
Footnotes
F1: These shares are represented by restricted stock units.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2015.
F3: The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.30 through $77.70, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
F4: Includes restricted stock units.
F5: Between May 21, 2008 and December 31, 2015, Mr. Pagano acquired 3,840.826 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2015.