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Assertio Holdings, Inc. Director's Dealing 2025

Feb 21, 2025

34279_dirs_2025-02-20_962598aa-71c0-4d34-b005-7aa3c7dafb5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Assertio Holdings, Inc. (ASRT)
CIK: 0001808665
Period of Report: 2025-02-18

Reporting Person: Patel Ajay (SVP and CFO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-18 Restricted Stock Units $0.0 A 125000 Acquired 2028-02-18 Common Stock (125000) Direct
2025-02-18 Stock Option (right to buy) $0.81 A 188875 Acquired 2035-02-18 Common Stock (188875) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock.

F2: One-third of these restricted stock units and stock options are scheduled to vest on each of the first three anniversaries of the grant date, assuming continued employment through the applicable vesting date.

F3: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.