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ASSEMBLY BIOSCIENCES, INC. — Director's Dealing 2010
Dec 15, 2010
33081_dirs_2010-12-15_bedd8c54-3f7a-4eac-bc48-719b7e7610d4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: VENTRUS BIOSCIENCES INC (VTUS)
CIK: 0001426800
Period of Report: 2010-12-15
Reporting Person: Rowland Thomas Andrew (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18387 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $ | 2020-11-10 | Common Stock (35000) | Direct |
Footnotes
F1: The options vested 1/3 on 3/1/2009 and the remaining 2/3 will vest in equal installments on the first, second and third
anniversaries after 3/1/2009.
F2: The price is equal to the lowest price paid in the issuer's next qualified equity financing (as defined in the issuer's
existing 2010 Convertible Promissory Notes).
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