Ascent Solar Technologies, Inc. — Director's Dealing 2023

Oct 2, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2023-09-28

Reporting Person: Forrest Reynolds T. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-28	Common Stock	P	52083	$2.88	Acquired	52083	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-28	Warrants for Common Stock (right to buy)	$2.88	P	52083	Acquired	2028-09-28	Common Stock (52083)	Direct

Footnotes

F1: In connection with the Ascent Solar secondary public offering, 52,083 units were purchased on 9/28/2023 at the public offering price of $2.88 per unit. Each unit consisted of one share of common stock and one common stock warrant. Each common stock warrant has an exercise price of $2.88 per common share, and may be exercised at any time up to the five years from the date of issue.