Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Ascent Solar Technologies, Inc. Director's Dealing 2014

Sep 3, 2014

35368_dirs_2014-09-03_2cb1002e-0d9f-4206-8445-94f2dc10519d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2014-08-29

Reporting Person: TFG Radiant Investment Group Ltd (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-29 Common Stock P 845309 $2.366 Acquired 2448594 Direct
2014-08-29 Common Stock P 1425000 $2.80 Acquired 3873594 Direct

Footnotes

F1: 845,309 shares of common stock were purchased upon execution of the Securities Purchase Agreement.

F2: 1,425,000 shares (the "Tranche 2 Shares") will be purchased immediately following Stockholder Approval at the Stockholders' Meeting. The Tranche 2 Shares will not be purchased if Stockholder Approval is not obtained.