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Ascent Solar Technologies, Inc. — Director's Dealing 2014
Sep 3, 2014
35368_dirs_2014-09-03_2cb1002e-0d9f-4206-8445-94f2dc10519d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2014-08-29
Reporting Person: TFG Radiant Investment Group Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-29 | Common Stock | P | 845309 | $2.366 | Acquired | 2448594 | Direct |
| 2014-08-29 | Common Stock | P | 1425000 | $2.80 | Acquired | 3873594 | Direct |
Footnotes
F1: 845,309 shares of common stock were purchased upon execution of the Securities Purchase Agreement.
F2: 1,425,000 shares (the "Tranche 2 Shares") will be purchased immediately following Stockholder Approval at the Stockholders' Meeting. The Tranche 2 Shares will not be purchased if Stockholder Approval is not obtained.
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