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Ascent Solar Technologies, Inc. — Director's Dealing 2009
Jul 2, 2009
35368_dirs_2009-07-02_545ffacb-fc03-401e-8443-279368bcdcf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2009-06-30
Reporting Person: Erskine Richard G (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-30 | Restricted Stock Units | $ | A | 1898 | Acquired | Common Stock (1898) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: The restricted stock units vest in the following amounts on the following dates: 25% on September 30, 2009; 25% on December 31, 2009; 25% on March 31, 2010; and 25% on June 30, 2010.
F3: Mr. Erskine also holds 15,190 Class B warrants that are immediately exercisable.
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