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Ascent Solar Technologies, Inc. — Director's Dealing 2007
Dec 17, 2007
35368_dirs_2007-12-17_43ef4d9b-09eb-4b44-bd71-add935b60fcf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ascent Solar Technologies, Inc. (ASTI)
CIK: 0001350102
Period of Report: 2007-12-17
Reporting Person: ITN Energy Systems, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-17 | Common Stock | S | 1839 | $20.44 | Disposed | 857400 | Direct |
| 2007-12-17 | Common Stock | S | 500 | $20.45 | Disposed | 856900 | Direct |
| 2007-12-17 | Common Stock | S | 900 | $20.63 | Disposed | 856000 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
F2: The amount of shares beneficially owned following the reported transactions also reflects the private disposition of 100,000 shares by the reporting person on July 17, 2007 to Mark Heller, a former director of the issuer, subject to a restriction on transfer until July 2008.
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