AI assistant
ASCENT INDUSTRIES CO. — Director's Dealing 2021
Jun 10, 2021
34071_dirs_2021-06-10_dbef1a50-803c-4058-97bd-67f25cafbfb8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYNALLOY CORP (SYNL)
CIK: 0000095953
Period of Report: 2021-06-08
Reporting Person: Privet Fund Management LLC (10% Owner, See Explanation of Responses)
Reporting Person: Privet Fund LP (10% Owner, See Explanation of Responses)
Reporting Person: Levenson Ryan (10% Owner, See Explanation of Responses)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-08 | Common Stock | P | 14737 | $10.0639 | Acquired | 1606455 | Indirect |
| 2021-06-09 | Common Stock | P | 5665 | $10.2781 | Acquired | 1612120 | Indirect |
| 2021-06-10 | Common Stock | P | 15000 | $10.5681 | Acquired | 1627120 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by Privet Fund LP ("Privet Fund"), Privet Fund Management LLC ("Privet Fund Management") and Ryan Levenson (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by Privet Fund. As the general partner and investment manager of Privet Fund, Privet Fund Management may be deemed to beneficially own the securities owned directly by Privet Fund. Mr. Levenson, as the managing member of Privet Fund Management, may be deemed to beneficially own the securities owned directly by Privet Fund.
F3: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $9.8050 to $10.1000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1450 to $10.2900, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.1000 to $10.6000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote.