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ASCENT INDUSTRIES CO. — Director's Dealing 2004
Jun 9, 2004
34071_dirs_2004-06-09_a9ed8d10-45c9-4300-bf75-6dde7d5740f6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SYNALLOY CORP (synl)
CIK: 0000095953
Period of Report: 2004-04-29
Reporting Person: FISHBURN SIBYL N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-04-29 | Common Stock | A | 2852 | $8.765 | Acquired | 61780 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7065 | Indirect |
| Common Stock | 0 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) 1994 Stock Option Plan | $ | Common Stock () | 12000 | Direct |
Footnotes
F1: I expressly disclaim beneficial ownership of these securities and filing this report shall not be construed as an admission of my beneficial ownership thereof for purposes of Section 16 of the Securities Act, or otherwise.
F2: Amendment filed to delete entry showing beneficial ownership of 8,000 shares of common stock held by an irrevocable trust. Such shares were erroneously report as beneficially owned by the reporting person. The shares are held by an irrevocable trust with an independent trustee of which the reporting person was settlor. The reporting person neither has investment control over the shares nor a direct pecuniary interest therein. Although members of the reporting person's immediate family are the beneficiaries of the trust, none of them has any investment control with respect thereto.
F3: Exercise price ranges from 4.65 to 18.875 per share.
F4: Options are 100% exercisable upon grant.
F5: Options expire 10 years from date of grant.
F6: Grants of 1,500 shares were made annually from 1995 through 2002.