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Asana, Inc. — Director's Dealing 2021
Oct 1, 2021
31323_dirs_2021-10-01_63bac03d-4902-462c-b0a6-28e4f6b9ad4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2021-09-28
Reporting Person: Moskovitz Dustin A. (Director, President, CEO, & Chair, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-28 | Class B Common Stock | $ | G | 50832 | Disposed | Class A Common Stock (50832) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (21395830) | 21395830 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (42030755) | 42030755 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (2604170) | 2604170 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (460000) | 460000 | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2: The Reporting Person transferred the shares as a gift to Justin Rosenstein.
F3: The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.
F4: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
F5: The shares are held of record by Dustin Moskovitz Roth IRA.
F6: The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.