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Asana, Inc. Director's Dealing 2021

Oct 1, 2021

31323_dirs_2021-10-01_63bac03d-4902-462c-b0a6-28e4f6b9ad4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2021-09-28

Reporting Person: Moskovitz Dustin A. (Director, President, CEO, & Chair, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-28 Class B Common Stock $ G 50832 Disposed Class A Common Stock (50832) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (21395830) 21395830 Direct
Class B Common Stock $ Class A Common Stock (42030755) 42030755 Indirect
Class B Common Stock $ Class A Common Stock (2604170) 2604170 Indirect
Class B Common Stock $ Class A Common Stock (460000) 460000 Indirect

Footnotes

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2: The Reporting Person transferred the shares as a gift to Justin Rosenstein.

F3: The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.

F4: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.

F5: The shares are held of record by Dustin Moskovitz Roth IRA.

F6: The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.