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Asana, Inc. — Director's Dealing 2021
Dec 28, 2021
31323_dirs_2021-12-27_d3a42bf3-b95b-479b-bea4-7fe95f3e8e39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2021-12-22
Reporting Person: Rosenstein Justin (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-22 | Class A Common Stock | C | 3000000 | $0.00 | Acquired | 4244449 | Direct |
| 2021-12-22 | Class A Common Stock | G | 375500 | $0.00 | Disposed | 3868949 | Direct |
| 2021-12-22 | Class A Common Stock | G | 250000 | $0.00 | Disposed | 3618949 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-22 | Class B Common Stock | $ | C | 3000000 | Disposed | Class A Common Stock (3000000) | Direct |
Footnotes
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person
F2: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to OneProject.org. The Reporting Person is an officer and director of OneProject.org. The Reporting Person does not have any pecuniary interest in any shares held by OneProject.org.
F3: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to Fidelity Charitable. The Reporting Person does not exercise voting or investment control, directly or indirectly, over Fidelity Charitable or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by Fidelity Charitable.
F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.