Asana, Inc. — Director's Dealing 2020

Sep 22, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-21

Reporting Person: Farinacci Chris (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	325488	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$0.93	2025-09-28	Class A Common Stock (1506406)		Direct
Stock Option (right to buy)	$2.19	2028-08-21	Class A Common Stock (818264)		Direct

Footnotes

F1: Includes 175,000 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vested on June 20, 2020, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

F2: The shares subject to the option are fully vested and exercisable.

F3: 1/48 of the shares subject to the option vested on October 28, 2019, and 1/48 of the shares vest monthly thereafter. The original grant for 863,926 shares was exercised for 45,662 shares on July 22, 2019.