Asana, Inc. — Director's Dealing 2020

Sep 22, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-21

Reporting Person: LACEY ELEANOR B (GC, Corporate Secretary)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	87000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$4.02	2029-07-29	Class A Common Stock (375000)		Direct

Footnotes

F1: Includes 62,000 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/16 of the RSUs vested on June 20, 2020, and 1/16 of the RSUs vest quarterly thereafter. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the vesting date of such vested RSUs and (ii) a change in control.

F2: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter. The original grant for 400,000 shares was exercised for 25,000 shares on January 31, 2020.