Asana, Inc. — Director's Dealing 2020

Sep 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-21

Reporting Person: D'Angelo Adam (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-21	Existing Class B Common Stock	$	J	1078170	Disposed		Class A Common Stock (1078170)	Indirect
2020-09-21	Class B Common Stock	$	J	1078170	Acquired		Class A Common Stock (1078170)	Indirect
2020-09-21	Series A Preferred Stock	$	C	24970	Disposed		Existing Class B Common Stock (24970)	Indirect
2020-09-21	Existing Class B Common Stock	$	C	24970	Acquired		Class A Common Stock (24970)	Indirect
2020-09-21	Existing Class B Common Stock	$	J	24970	Disposed		Class A Common Stock (24970)	Indirect
2020-09-21	Class B Common Stock	$	J	24970	Acquired		Class A Common Stock (24970)	Indirect
2020-09-21	Series C Preferred Stock	$	C	23440	Disposed		Existing Class B Common Stock (23440)	Indirect
2020-09-21	Existing Class B Common Stock	$	C	23440	Acquired		Class A Common Stock (23440)	Indirect
2020-09-21	Existing Class B Common Stock	$	J	23440	Disposed		Class A Common Stock (23440)	Indirect
2020-09-21	Class B Common Stock	$	J	23440	Acquired		Class A Common Stock (23440)	Indirect

Footnotes

F1: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2: The shares are held of record by Adam D'Angelo Trustee Adam D'Angelo Revocable Trust Dtd 3/13/08.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4: The Series A Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.