AI assistant
Asana, Inc. — Director's Dealing 2020
Sep 23, 2020
31323_dirs_2020-09-23_15166d83-2c46-4b16-986b-d8058cc1754b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-21
Reporting Person: Rosenstein Justin (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-21 | Existing Class B Common Stock | $ | J | 20250744 | Disposed | Class A Common Stock (20250744) | Direct | |
| 2020-09-21 | Class B Common Stock | $ | J | 20250744 | Acquired | Class A Common Stock (20250744) | Direct | |
| 2020-09-21 | Series 1 Preferred Stock | $ | C | 1560000 | Disposed | Existing Class B Common Stock (1560000) | Direct | |
| 2020-09-21 | Existing Class B Common Stock | $ | C | 1560000 | Acquired | Class A Common Stock (1560000) | Direct | |
| 2020-09-21 | Existing Class B Common Stock | $ | J | 1560000 | Disposed | Class A Common Stock (1560000) | Direct | |
| 2020-09-21 | Class B Common Stock | $ | J | 1560000 | Acquired | Class A Common Stock (1560000) | Direct | |
| 2020-09-21 | Series C Preferred Stock | $ | C | 293011 | Disposed | Existing Class B Common Stock (293011) | Indirect | |
| 2020-09-21 | Existing Class B Common Stock | $ | C | 293011 | Acquired | Class A Common Stock (293011) | Indirect | |
| 2020-09-21 | Existing Class B Common Stock | $ | J | 293011 | Disposed | Class A Common Stock (293011) | Indirect | |
| 2020-09-21 | Class B Common Stock | $ | J | 293011 | Acquired | Class A Common Stock (293011) | Indirect |
Footnotes
F1: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
F2: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F3: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.
F4: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.
F5: The shares are held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08.