Asana, Inc. — Director's Dealing 2020

Sep 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-21

Reporting Person: GENERATION INVESTMENT MANAGEMENT LLP (10% Owner)
Reporting Person: Generation IM Climate Solutions II GP Ltd (10% Owner)
Reporting Person: Generation IM Climate Solutions Fund II, L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-22	Class A Common Stock	C	9751944	—	Acquired	9751944	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-21	Class D Preferred Stock	$	C	6698099	Disposed		Class A Common Stock (6698099)	Indirect
2020-09-21	Class E Preferred Stock	$	C	3053845	Disposed		Class A Common Stock (3053845)	Indirect
2020-09-21	Class B Common Stock	$	C	6698099	Acquired		Class A Common Stock (6698099)	Indirect
2020-09-21	Class B Common Stock	$	C	3053845	Acquired		Class A Common Stock (3053845)	Indirect
2020-09-22	Class B Common Stock	$	C	9751944	Disposed		Class A Common Stock (9751944)	Indirect

Footnotes

F1: Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.

F2: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.