Asana, Inc. — Director's Dealing 2020

Sep 26, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-23

Reporting Person: Moskovitz Dustin A. (Director, President, CEO, & Chair, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-23	Class A Common Stock	C	1000000	$0.00	Acquired	1000000	Direct
2020-09-24	Class A Common Stock	C	2888391	$0.00	Acquired	4449170	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-23	Class B Common Stock	$	C	1000000	Disposed		Class A Common Stock (1000000)	Direct
2020-09-24	Class B Common Stock	$	C	2888391	Disposed		Class A Common Stock (2888391)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class B Common Stock	$		Class A Common Stock (2604170)	2604170	Indirect
Class B Common Stock	$		Class A Common Stock (42578)	42578	Indirect
Class B Common Stock	$		Class A Common Stock (460000)	460000	Indirect
Class B Common Stock	$		Class A Common Stock (1229256)	1229256	Indirect

Footnotes

F1: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust).

F3: The shares are held of record by Moskovitz Trust.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5: The shares are held of record by Dustin Moskovitz Roth IRA.

F6: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares.

F7: The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.

F8: The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.