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Asana, Inc. — Director's Dealing 2020
Oct 2, 2020
31323_dirs_2020-10-02_cd336573-a586-425c-a348-ef76d7ea9d82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-30
Reporting Person: GENERATION INVESTMENT MANAGEMENT LLP (10% Owner)
Reporting Person: Generation IM Climate Solutions Fund II, L.P. (10% Owner)
Reporting Person: Generation IM Climate Solutions II GP Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-30 | Common Stock | S | 2375000 | $27.079 | Disposed | 7376944 | Indirect |
| 2020-09-30 | Common Stock | S | 500000 | $28.375 | Disposed | 6876944 | Indirect |
| 2020-09-30 | Common Stock | S | 125000 | $29.00 | Disposed | 6751944 | Indirect |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.75 per share, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.75 per share, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.