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Asana, Inc. — Director's Dealing 2020
Oct 3, 2020
31323_dirs_2020-10-02_8a0bbef9-592a-4eaa-ba29-e3eb271cd74f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-09-30
Reporting Person: Founders Fund IV Management, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-30 | Class A Common Stock | S | 397425 | $27.01 | Disposed | 6198565 | Indirect |
| 2020-09-30 | Class A Common Stock | S | 417410 | $28.66 | Disposed | 5781155 | Indirect |
| 2020-09-30 | Class A Common Stock | S | 320665 | $29.24 | Disposed | 5460490 | Indirect |
| 2020-09-30 | Class A Common Stock | S | 127575 | $27.01 | Disposed | 1989764 | Indirect |
| 2020-09-30 | Class A Common Stock | S | 133990 | $28.66 | Disposed | 1855774 | Indirect |
| 2020-09-30 | Class A Common Stock | S | 102935 | $29.24 | Disposed | 1752839 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.04 to $29.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 to $29.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.