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Asana, Inc. — Director's Dealing 2020
Oct 8, 2020
31323_dirs_2020-10-07_9f84e160-bfba-493c-b62f-3d186c6fb864.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-10-05
Reporting Person: LACEY ELEANOR B (GC, Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-05 | Class A Common Stock | M | 3398 | $4.02 | Acquired | 90398 | Direct |
| 2020-10-05 | Class A Common Stock | S | 3398 | $25.52 | Disposed | 87000 | Direct |
| 2020-10-06 | Class A Common Stock | M | 5000 | $4.02 | Acquired | 92000 | Direct |
| 2020-10-06 | Class A Common Stock | S | 5000 | $26.01 | Disposed | 87000 | Direct |
| 2020-10-07 | Class A Common Stock | M | 1602 | $4.02 | Acquired | 88602 | Direct |
| 2020-10-07 | Class A Common Stock | S | 1602 | $26.49 | Disposed | 87000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-05 | Stock Option (right to buy) | $4.02 | M | 3398 | Disposed | 2029-07-29 | Class A Common Stock (3398) | Direct |
| 2020-10-06 | Stock Option (right to buy) | $4.02 | M | 5000 | Disposed | 2029-07-29 | Class A Common Stock (5000) | Direct |
| 2020-10-07 | Stock Option (right to buy) | $4.02 | M | 1602 | Disposed | 2029-07-29 | Class A Common Stock (1602) | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.52 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: 1/4 of the shares subject to the option vested on July 22, 2020, and 1/48 of the shares vest monthly thereafter.