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Asana, Inc. — Director's Dealing 2020
Oct 14, 2020
31323_dirs_2020-10-14_e632612c-dc11-45cb-a932-06f9c269b84d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Asana, Inc. (ASAN)
CIK: 0001477720
Period of Report: 2020-10-09
Reporting Person: Moskovitz Dustin A. (Director, President, CEO, & Chair, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-09 | Class B Common Stock | $ | J | 42578 | Disposed | Class A Common Stock (42578) | Indirect | |
| 2020-10-09 | Class B Common Stock | $ | J | 17988 | Acquired | Class A Common Stock (17988) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (21395830) | 21395830 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (2604170) | 2604170 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (460000) | 460000 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1229256) | 1229256 | Indirect |
Footnotes
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2: Represents a pro rata distribution by Moskovitz Investment Holdings, LLC (Moskovitz Investment). Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment, have shared voting and dispositive power with respect to these shares.
F3: The shares are held of record by Moskovitz Investment.
F4: Represents shares received by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust) pursuant to a pro rata distribution by Moskovitz Investment, for no consideration, of shares of Class B Common Stock of the Issuer.
F5: The shares are held of record by Moskovitz Trust.
F6: The shares are held of record by Dustin Moskovitz Roth IRA.
F7: The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.
F8: The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.