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ARVINAS, INC. Director's Dealing 2018

Sep 26, 2018

32625_dirs_2018-09-26_ee202948-3e7b-4cc5-a40e-4aed461a5f19.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ARVINAS HOLDING COMPANY, LLC (ARVN)
CIK: 0001655759
Period of Report: 2018-09-26

Reporting Person: Crews Craig Martin (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1008231 Direct
Common Stock 560000 Indirect
Common Stock 538461 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series B Preferred Stock $ Common Stock (46175) Direct
Series C Preferred Stock $ Common Stock (7285) Direct

Footnotes

F1: 11,097 of such shares are subject to monthly vesting.

F2: The Series B Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.

F3: The Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.