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ARVINAS, INC. — Director's Dealing 2018
Sep 26, 2018
32625_dirs_2018-09-26_1bb9258c-8236-4b89-a5a2-2b76fba91b68.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ARVINAS HOLDING COMPANY, LLC (ARVN)
CIK: 0001655759
Period of Report: 2018-09-26
Reporting Person: ELM STREET VENTURES L P (10% Owner)
Reporting Person: ELM STREET VENTURE ASSOCIATES, LLC (10% Owner)
Reporting Person: BETTIGOLE ROBERT A. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SERIES A PREFERRED STOCK | $ | COMMON STOCK (451758) | Indirect | ||
| SERIES B PREFERRED STOCK | $ | COMMON STOCK (211258) | Indirect | ||
| SERIES C PREFERRED STOCK | $ | COMMON STOCK (104607) | Indirect |
Footnotes
F1: The Series A Preferred Stock owned by the Reporting Persons will be converted into shares of Common Stock in the Corporation on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering (the "IPO") without payment of further consideration. The shares have no expiration date.
F2: The Series B Preferred Stock owned by the Reporting Persons will be converted into shares of Common Stock in the Corporation on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's IPO without payment of further consideration. The shares have no expiration date.
F3: The Series C Preferred Stock owned by the Reporting Persons will be converted into shares of Common Stock in the Corporation on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's IPO without payment of further consideration. The shares have no expiration date.
F4: Elm Street Ventures, LP is the direct beneficial owner of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock. Elm Street Venture Associates, LLC is the general partner of Elm Street Ventures, LP. Robert A. Bettigole is the managing member of Elm Street Venture Associates, LLC. Elm Street Venture Associates, LLC and Robert A. Bettigole are indirect beneficial owners of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock.