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ARVINAS, INC. — Director's Dealing 2018
Oct 3, 2018
32625_dirs_2018-10-03_13ea4f7b-f6c3-4f6c-9226-92ca10361726.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS INC. (ARVN)
CIK: 0001655759
Period of Report: 2018-10-01
Reporting Person: Cassidy Sean A (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-01 | Common Stock | P | 1600 | $16.00 | Acquired | 169465 | Direct |
| 2018-10-01 | Common Stock | C | 5345 | — | Acquired | 174810 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-01 | Series B Preferred Stock | $ | C | 15007 | Disposed | Common Stock (4617) | Direct | |
| 2018-10-01 | Series C Preferred Stock | $ | C | 2368 | Disposed | Common Stock (728) | Direct |
Footnotes
F1: Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
F2: On October 1, 2018, the Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.