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ARVINAS, INC. Director's Dealing 2018

Oct 3, 2018

32625_dirs_2018-10-03_6ec44f0c-731b-4e14-9ada-1bfd6cec21cb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ARVINAS INC. (ARVN)
CIK: 0001655759
Period of Report: 2018-10-01

Reporting Person: Houston John G (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-01 Common Stock P 30000 $16.00 Acquired 772860 Direct
2018-10-01 Common Stock C 12484 Acquired 785344 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-01 Series C Preferred Stock $ C 40573 Disposed Common Stock (12484) Direct

Footnotes

F1: Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.

F2: On October 1, 2018, the Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.