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ARVINAS, INC. — Director's Dealing 2018
Oct 9, 2018
32625_dirs_2018-10-09_dd8a792d-33ec-4b8d-95a6-623409b512ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARVINAS INC. (AVRN)
CIK: 0001655759
Period of Report: 2018-10-01
Reporting Person: ELM STREET VENTURES L P (Former 10% owner)
Reporting Person: ELM STREET VENTURE ASSOCIATES, LLC (Former 10% owner)
Reporting Person: BETTIGOLE ROBERT A. (Former 10% owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-01 | COMMON STOCK | C | 767623 | — | Acquired | 767623 | Direct |
Footnotes
F1: On October 1, 2018, the Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: Elm Street Ventures, LP is the direct beneficial owner of the Common Stock. Elm Street Venture Associates, LLC is the general partner of Elm Street Ventures, LP. Robert A. Bettigole is the managing member of Elm Street Venture Associates, LLC. Elm Street Venture Associates, LLC and Robert A. Bettigole are indirect beneficial owners of the Common Stock.