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ARTIVION, INC. — Director's Dealing 2022
Feb 11, 2022
31684_dirs_2022-02-11_7ccf5c2e-84c9-4343-ae6c-874afc816117.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARTIVION, INC. (AORT)
CIK: 0000784199
Period of Report: 2022-02-09
Reporting Person: Mackin James P (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-09 | Common Stock | M | 10638 | $11 | Acquired | 314816 | Direct |
| 2022-02-09 | Common Stock | S | 10638 | $18.1415 | Disposed | 304178 | Direct |
| 2022-02-10 | Common Stock | M | 10639 | $11 | Acquired | 314817 | Direct |
| 2022-02-10 | Common Stock | S | 10639 | $17.8586 | Disposed | 304178 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-09 | StockOption(RightToBuy) | $11 | M | 10638 | Disposed | 2022-02-19 | Common Stock (10638) | Direct |
| 2022-02-10 | StockOption(RightToBuy) | $11 | M | 10639 | Disposed | 2022-02-19 | Common Stock (10639) | Direct |
Footnotes
F1: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on Sept 3, 2021
F2: Reflects weighted average price. Range of prices were between $17.93 to $18.36. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects weighted average price. Range of prices were between $17.69 to $18.15. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2016