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Arthur J. Gallagher & Co. — Director's Dealing 2021
May 18, 2021
29910_dirs_2021-05-18_be7a6c91-ca1e-4f54-8aca-8bc02013239f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arthur J. Gallagher & Co. (AJG)
CIK: 0000354190
Period of Report: 2021-05-15
Reporting Person: Cavaness Joel D (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Common Stock | J | 1524.1 | — | Acquired | 1524.1 | Indirect |
| 2021-05-15 | Common Stock (restricted) | J | 2185 | — | Acquired | 2185 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-15 | Phantom Stock | $ | J | 963.2 | Acquired | Common Stock (963.2) | Indirect | |
| 2021-05-15 | Non-qualified Stock Option | $43.71 | J | 2600 | Acquired | 2023-03-17 | Common Stock (2600) | Direct |
| 2021-05-15 | Non-qualified Stock Option | $56.86 | J | 1600 | Acquired | 2024-03-16 | Common Stock (1600) | Direct |
| 2021-05-15 | Non-qualified Stock Option | $70.74 | J | 1150 | Acquired | 2025-03-15 | Common Stock (1150) | Direct |
| 2021-05-15 | Non-qualified Stock Option | $79.59 | J | 1100 | Acquired | 2026-03-14 | Common Stock (1100) | Direct |
| 2021-05-15 | Non-qualified Stock Option | $86.17 | J | 1310 | Acquired | 2027-03-12 | Common Stock (1310) | Direct |
| 2021-05-15 | Non-qualified Stock Option | $127.90 | J | 1210 | Acquired | 2028-03-16 | Common Stock (1210) | Direct |
Footnotes
F1: Deemed acquired due to marriage on May 15, 2021.
F2: Consists of 600 RSUs granted 3/16/2017; 500 RSUs granted 3/15/2018; 450 RSUs granted 3/14/2019; 440 RSUs granted 3/12/2020; and 195 RSUs granted 3/16/2021.
F3: Restricted stock unit award vesting five years after the date of grant.
F4: Each share of phantom stock represents a right to receive one share of Gallagher common stock.
F5: This award was granted in 2017 and vests on March 31, 2022.
F6: These shares represent awards under the Deferred Cash Participation Plan, a nonqualified deferred compensation plan of the Company, which have been deemed invested in Company common stock at the election of the participant. Participants vest in these awards on the fifth anniversary of the date of grant.
F7: One-third of this stock option becomes exerciseable on each of the 3rd, 4th, and 5th anniversaries of the grant date.