ArrowMark Financial Corp. — Director's Dealing 2021

Sep 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: StoneCastle Financial Corp. (BANX)
CIK: 0001578987
Period of Report: 2021-09-28

Reporting Person: Arnold Guy M (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-28	Common Stock	P	2000	$21.728	Acquired	7000	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.75, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.