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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2021
Sep 14, 2021
31071_dirs_2021-09-14_a80a892a-1eff-4972-9c25-a0186a70283b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2021-09-13
Reporting Person: OLUKOTUN ADEOYE Y (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | S | 2250 | $63.76 | Disposed | 11750 | Direct |
| 2021-09-13 | Common Stock | S | 2750 | $63.76 | Disposed | 9000 | Direct |
Footnotes
F1: Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units.
F2: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
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