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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2021
Dec 30, 2021
31071_dirs_2021-12-29_6c0dc82a-2b38-444b-bb91-a01a1a68883f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2021-12-28
Reporting Person: GIVEN DOUGLAS B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-28 | Common Stock | G | 655 | $0.00 | Disposed | 109213 | Direct |
| 2021-12-28 | Common Stock | P | 655 | $66.37 | Acquired | 109868 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13875 | Indirect |
| Common Stock | 12500 | Indirect |
Footnotes
F1: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
F2: Represents securities owned directly by Anne Given Trust ("AG Trust"). Mr. Given, as co-trustee of AG Trust, may be deemed to beneficially own the securities owned directly by AG Trust.
F3: Represents securities owned directly by Katherine Given Ligtenberg Trust ("KGL Trust"). Mr. Given, as co-trustee of KGL Trust, may be deemed to beneficially own the securities owned directly by KGL Trust.