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ARROWHEAD PHARMACEUTICALS, INC. — Director's Dealing 2016
Jul 6, 2016
31071_dirs_2016-07-05_5394ea23-b4aa-4a0c-ac23-3a57d5a197f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROWHEAD PHARMACEUTICALS, INC. (ARWR)
CIK: 0000879407
Period of Report: 2016-06-30
Reporting Person: Anzalone Christopher Richard (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock | M | 15772 | $5.09 | Acquired | 1117233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock Warrant | $5.09 | X | 15772 | Disposed | 2016-06-30 | Common Stock (15772) | Direct |
Footnotes
F1: This transaction represents an exercise of warrants exempted pursuant to Rule 16b-3.
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