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ARROW FINANCIAL CORP — Director's Dealing 2011
Jan 28, 2011
32888_dirs_2011-01-28_ff1edba4-2f01-467e-824e-6a1234969b42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARROW FINANCIAL CORP (AROW)
CIK: 0000717538
Period of Report: 2011-01-26
Reporting Person: O'Conor Raymond F (SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-26 | Common Stock | J | 0 | — | Acquired | 46086 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-26 | Employee Stock Option (Right to Buy) | $25.47 | A | 3500 | Acquired | 2021-01-26 | Common Stock (3500) | Direct |
Footnotes
F1: Amount of securities beneficially owned.
F2: Following the reported transaction, total direct holdings include 27,240 shares acquired under the Company's DRIP include 132 shares acquired thoguth Jan. 26, 2011; 1,014 shares acquired under the Company's ESPP include 102 shares acquired through Jan. 26, 2011; and 17,832 shares acquired under the Company's ESOP (as of Dec. 31, 2009 valuation.) Total direct holdings, including ESOP, include 1,339 shares resulting from the Company's 3% stock dividend distributed on Sept. 29, 2010.
F3: The option vests in four equal annual installments beginning on Jan. 26, 2012.