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Arq, Inc. — Director's Dealing 2024
Aug 6, 2024
14889_dirs_2024-08-05_cdcbc038-c769-4d74-a849-ca786248b9a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Arq, Inc. (ARQ)
CIK: 0001515156
Period of Report: 2024-08-01
Reporting Person: Wong Joseph M (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-01 | Common Stock | A | 21667 | — | Acquired | 327455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-01 | Performance Share Units | $ | A | 21667 | Acquired | 2027-03-10 | Common Stock (43334) | Direct |
Footnotes
F1: Granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024.
F2: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2027 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2026.
F3: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.