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ARGAN INC — Director's Dealing 2016
Jun 20, 2016
31210_dirs_2016-06-20_14c39cca-0c66-458b-b75c-8e6ac2a77e48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARGAN INC (AGX)
CIK: 0000100591
Period of Report: 2016-06-16
Reporting Person: Griffin William F Jr (Director, VC/CEO of Gemma Power Systems)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 456150 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $18.87 | 2022-12-18 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: As of the filing date, the Reporting Person indirectly owns a total of 456,150 shares of the Issuer's common stock through William F. Griffin, Jr. Revocable Trust DTD 12/09/04 (the "Revocable Trust"). This was as a result of a share transfer (the "Transfer") of 108,576 shares to the Revocable Trust and 50,000 shares to S Griffin & Kulpik TTEE, Griffin Family Trust, U/A DTD 02/10/2006 on June 16, 2016 by William F. Griffin, Jr. GRAT DTD 03/29/14 (the "GRAT"), of which the Reporting Person is the trustee. Pursuant to the Transfer, the GRAT no longer owns any shares of the Issuer's common stock, while the amount of shares owned by the Revocable Trust increased from 347,574 shares to 456,150 shares.