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ARGAN INC — Director's Dealing 2016
Oct 6, 2016
31210_dirs_2016-10-06_83abc24e-0281-465d-92c5-729a08a53484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARGAN INC (AGX)
CIK: 0000100591
Period of Report: 2016-10-04
Reporting Person: Getsinger Peter W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-04 | Common Stock | S | 500 | $58.2112 | Disposed | 0 | Indirect |
| 2016-10-04 | Common Stock | S | 400 | $58.17 | Disposed | 0 | Indirect |
| 2016-06-27 | Common Stock | J | 33 | — | Disposed | 267 | Indirect |
| 2016-06-27 | Common Stock | J | 33 | — | Acquired | 133 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12935 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option to purchase Common Stock | $30.44 | 2026-01-07 | Common Stock (10000) | 10000 | Direct |
| Stock Option to purchase Common Stock | $31.82 | 2024-12-11 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: On October 4, 2016, the Reporting Person sold 500 shares of the Issuer's common stock held through the Peter W Getsinger IRA at a price of $58.21128 per share on the open market.
F2: On October 4, 2016, the Reporting Person sold 400 shares of the Issuer's common stock held through the Peter W Getsinger inherited IRA at a price of $58.17 per share on the open market.
F3: On June 27, 2016, 33 shares of the Issuer's common stock were transferred by the Reporting Person's account held by Trust for children to the account held in custody account for child.