Aqua Metals, Inc. — Director's Dealing 2020

Apr 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2020-04-02

Reporting Person: DIVITO VINCENT L (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-02	Stock Options	$2.48	D	36403	Disposed	2024-05-03	Common Shares (36403.0)	Direct
2020-04-02	Restricted Stock Units	$0.0	A	36585	Acquired		Common Shares (36585.0)	Direct

Footnotes

F1: On April 2,2020, the issuer and reporting person agreed to the cancellation of 30,336 options held by reporting person.

F2: Represents 36,585 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2020.