AI assistant
Sending…
Aptevo Therapeutics Inc. — Director's Dealing 2023
Jan 30, 2023
35422_dirs_2023-01-30_a0069d36-42d4-4790-a1ae-689ab0401235.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2023-01-29
Reporting Person: Lamothe Jeffrey G. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-29 | Common Stock | M | 1834 | — | Acquired | 9026 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-29 | Restricted Stock Unit | $ | M | 1834 | Disposed | Common Stock (1834) | Direct |
Footnotes
F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
F2: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022.
More from Aptevo Therapeutics Inc.
Share Issue/Capital Change
2026
Jun 9
Regulatory Filings
2026
May 27
Regulatory Filings
2026
May 6
Regulatory Filings
2026
Mar 27
Declaration of Voting Results & Voting Rights Announcements
2026
Feb 19
Major Shareholding Notification
2026
Feb 17
Major Shareholding Notification
2026
Feb 17
Board/Management Information
2026
Feb 3
Capital/Financing Update
2026
Jan 30
Capital/Financing Update
2026
Jan 28