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Aptevo Therapeutics Inc. Director's Dealing 2023

Jan 30, 2023

35422_dirs_2023-01-30_a0069d36-42d4-4790-a1ae-689ab0401235.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2023-01-29

Reporting Person: Lamothe Jeffrey G. (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-29 Common Stock M 1834 Acquired 9026 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-29 Restricted Stock Unit $ M 1834 Disposed Common Stock (1834) Direct

Footnotes

F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.

F2: On January 29, 2021, the reporting person was granted 5,500 RSUs, vesting in three approximately equal annual installments beginning on January 29, 2022.