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Applied Therapeutics, Inc. Director's Dealing 2019

May 14, 2019

34263_dirs_2019-05-13_e8bd430d-bda1-4d96-9842-f3f520a48e73.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-13

Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3480662 Direct
Common Stock 1270717 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $1.00 2017-03-27 Common Stock (27624) Direct
Employee Stock Option (right to buy) $1.44 2028-03-07 Common Stock (726961) Direct
Employee Stock Option (right to buy) $4.70 2029-03-17 Common Stock (948894) Direct

Footnotes

F1: These options became fully vested on April 22, 2019.

F2: One-third (1/3rd) of the shares subject to the option vested or shall vest on March 8, 2018, March 8, 2019 and March 8, 2020, subject to the Reporting Person continuing to provide service through each such date.

F3: One-third (1/3rd) of the shares subject to the option vested or shall vest on each of March 18, 2019, March 18, 2020 and March 8, 2021, subject to the Reporting Person continuing to provide service through each such date.