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Applied Therapeutics, Inc. — Director's Dealing 2019
May 14, 2019
34263_dirs_2019-05-13_e8bd430d-bda1-4d96-9842-f3f520a48e73.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-13
Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3480662 | Direct |
| Common Stock | 1270717 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.00 | 2017-03-27 | Common Stock (27624) | Direct | |
| Employee Stock Option (right to buy) | $1.44 | 2028-03-07 | Common Stock (726961) | Direct | |
| Employee Stock Option (right to buy) | $4.70 | 2029-03-17 | Common Stock (948894) | Direct |
Footnotes
F1: These options became fully vested on April 22, 2019.
F2: One-third (1/3rd) of the shares subject to the option vested or shall vest on March 8, 2018, March 8, 2019 and March 8, 2020, subject to the Reporting Person continuing to provide service through each such date.
F3: One-third (1/3rd) of the shares subject to the option vested or shall vest on each of March 18, 2019, March 18, 2020 and March 8, 2021, subject to the Reporting Person continuing to provide service through each such date.
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