APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Jan 19, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-01-17

Reporting Person: BLACK RICHARD B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-17	Common Stock, $.001 par value	A	1250	$0.00	Acquired	43242	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-17	Non-Qualified Stock Option (Right to Buy)	$6.00	M	1250	Disposed	2022-11-13	Common Stock, $0.001 par value (1250)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	8162	Indirect

Footnotes

F1: Shares are held by Heather Bilandic Black Ttee dtd, of which Mr. Black's spouse is the trustee and beneficial owner.

F2: Option fully vested.