APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2017

Aug 31, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2017-08-29

Reporting Person: Chang Hung-Lun (Fred) (*** See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-29	Common Stock, $.001 par value	F	2083	$63.0002	Disposed	44240	Direct
2017-08-30	Common Stock, $.001 par value	F	2709	$63.10	Disposed	41531	Direct

Footnotes

F1: The shares were sold in multiple transactions on August 29, 2017 at an actual sale price ranging from $63.00 to $63.05 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.