APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2016

May 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2016-05-25

Reporting Person: Chen Min-Chu (Mike) (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-25	Common Stock, $.001 par value	P	5000	$10.00	Acquired	15000	Indirect
2016-05-27	Common Stock, $.001 par value	P	5000	$9.95	Acquired	20000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $.001 par value	13262	Direct

Footnotes

F1: 1,914 shares are jointly held as community property under the name of the reporting person's spouse

F2: Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen.